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Compliance - Line 2

Compliance - Line 2

  • Location

    Cardiff

  • Sector:

    Financial Services

  • Job type:

    Permanent

  • Salary:

    £40000.00 - £45000.00 per annum

  • Contact:

    Jessica Harmer

  • Email:

    Jessica.Harmer@yolkrecruitment.com

  • Job ref:

    BBBH34393

  • Published:

    8 months ago

  • Expiry date:

    2024-02-12

  • Consultant:

    ConsultantDrop

Compliance Executive line 2

Do you have a background within financial services? Are you currently working within a compliance, risk and regulatory role? If so this could be the perfect venture for you so get in touch with me today!

This is what you'll be doing

You will be working with a highly dynamic, innovative and forward-thinking business that put their staff at the forefront of all they do!

You will work within a small team and assist the Head of Compliance to ensure the business is within the industries regulatory framework.

  • Conduct second line of defence reviews in line with the Compliance Monitoring Plan
  • Draft compliance reports for senior managers and risk owners
  • Review compliance and risk policies to ensure they are up to date and test adherence as required.
  • Provide technical compliance advice to the business units for product development and business growth.
  • Monitor and evaluate regulatory, legislative, and industry-wide developments.
  • Assist with wider regulatory needs, including SM&CR activities, data protection, and risk management.

The experience you'll bring to the team

  • Previous experience within the financial services industry
  • Experience working within a compliance related role, ideally within second line.
  • Excellent communication skills
  • Ability to multi-task and work to deadlines
  • A 'get on with it' attitude!

And this is what you'll get in return

  • Flexible working hours Monday to Friday!
  • Excellent benefits

Are you up to the challenge?

Contact Jessica Harmer, in branch today!

Please apply with a CV and a cover letter outlining why you're perfect for the role. We also have a referral scheme so if you know of someone who would be great for the role please get in touch.

*Please note, whilst we do our best to contact all candidates, due to the high number of applications we receive we cannot guarantee this for every role. If you have not heard anything from us within 7 days of applying - then unfortunately you have been unsuccessful. Please keep an eye on our website for more opportunities.

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