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Compliance Manager

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  • Location:


  • Sector:

    Financial Services

  • Job type:


  • Salary:

    £55000.00 - £60000.00 per annum

  • Contact:

    Jessica Harmer

  • Email:

  • Job ref:


  • Published:

    28 days ago

  • Expiry date:

    25 July 2024

Are you passionate about ensuring compliance and delivering top-notch assurance in the financial services sector? Do you excel in stakeholder engagement and have a knack for thematic reviews? If so, we have an exciting opportunity for you!

Position: Compliance/ Assurance Manager Location: Cardiff, Wales

Key Responsibilities:

  • Stakeholder Engagement: Build and maintain strong relationships with internal and external stakeholders to ensure seamless communication and effective compliance strategies.
  • Thematic Reviews: Lead and conduct comprehensive thematic reviews to identify and mitigate potential risks within the organisation.
  • Quality Assurance: Oversee QA processes, particularly focusing on responsible lending cases and arrears cases, to ensure adherence to regulatory standards.
  • Consumer Duty Compliance: Demonstrate thorough knowledge and application of consumer duty regulations to safeguard our customer's best interests.
  • Financial Services Expertise: Utilise your extensive experience in the financial sector to provide insightful compliance and assurance support.

Desirable Experience:

  • Mortgage Background: While a background in mortgages is a significant advantage, we value diverse financial services experience and encourage candidates from various financial sectors to apply.

What We Offer:

  • A dynamic and supportive work environment in the heart of Cardiff.
  • Opportunities for professional growth and development.
  • Competitive salary and benefits package.

If you are a proactive, detail-oriented professional with a strong background in financial services compliance and assurance, we would love to hear from you!

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