Join Our Team as a Compliance Officer in Cardiff!

Are you an experienced Compliance Officer with a passion for ensuring regulatory excellence? Do you thrive in dynamic environments and possess strong skills in monitoring and thematic reviews within line one and line two functions? If so, we have an exciting opportunity for you!

Position: Compliance Officer
Location: Cardiff (Hybrid Working Model)

About Us: We are a leading financial services business dedicated to providing exceptional value to our clients while upholding the highest standards of regulatory compliance. Our commitment to integrity, innovation, and customer satisfaction has established us as a trusted name in the industry.

Key Responsibilities:

• Conduct comprehensive monitoring and thematic reviews across line one and line two functions.
• Ensure compliance with relevant regulations and internal policies.
• Identify, assess, and mitigate compliance risks.
• Develop and implement effective compliance monitoring plans.
• Collaborate with various departments to enhance compliance frameworks.
• Provide expert advice and guidance on compliance matters.
• Prepare detailed reports and present findings to senior management.
• Stay abreast of regulatory changes and industry best practices.

Requirements:

• Proven experience in a compliance role within the financial services sector.
• Strong background in monitoring and thematic reviews.
• In-depth knowledge of line one and line two compliance functions.
• Excellent analytical and problem-solving skills.
• Strong communication and interpersonal abilities.
• High level of integrity and attention to detail.
• Ability to work independently and as part of a team.
• Relevant professional qualifications (e.g., ICA, CISI, or similar) are desirable.

What We Offer:

• Competitive salary and benefits package.
• Flexible hybrid working model.
• Opportunities for professional growth and development.
• A supportive and collaborative work environment.
• The chance to be part of a leading financial services business committed to excellence.